FiRM MARKETING REPORT

The FiRM Marketing Report is designed to:
1. perform an assessment of a prospective customer’s current portfolio and
2. describe the value added services the broker/advisor can provide to the prospective customer.

The Report includes the following sections:

• The Executive Summary, Portfolio View and Fund Criteria Detail levels of the FiRM Investment Monitoring Report. This report allows the broker/advisor to discuss the strengths and weaknesses of the prospect’s current portfolio, and illustrate what type of monitoring can be provided if the plan sponsor changed broker/advisors.
• Fiduciary Checklists - a one page checklist of key fiduciary duties, intended to promote discussion of the responsibilities of the plan sponsor and how the broker/advisor can help the plan sponsor fulfill them.
• 404(c) Checklist - a 20 point checklist that illustrates the key points to 404(c) compliance. This document is also intended to illustrate the expertise of the broker/advisor and help illustrate how the broker/advisor can help the plan sponsor fulfill their fiduciary responsibilities..
• Description of services provided – a page of key points that is customized for each broker/advisor, listing the key services he can provide to help.

For a copy of a sample marketing report or a free trial use of the FiRM Marketing report, contact us at info@fiduciarymanagement.com.